Fund is required to draw up written compliance procedures. The usml categories the usml designates particular categories and types of equipment as defense articles and. The manual applies to the ku community, including its faculty, staff, students, affiliates, visitors, vendors and contractors. These controls generally restrict the export of products and services based on the type of product and the destination of the export. Export compliance program policies and procedures manual. Compliance manual and summary operating procedures 2015 3 contents. Compliance with applicable regulations is the responsibility of each individual business. This compliance manual sets forth various house policies which first asset financial inc. Compliance will send you a package of documents the advisor and the client need to complete prior to establishing the ppp. University of wyoming export compliance program updated 114 export compliance program policies and procedures manual.
Northeastern university is committed to full compliance with the laws and regulations of the united states, including those controlling the export of technologies, services and products. If you have any questions regarding the material contained in this export compliance program manual, please contact us office of research integrity and ompliance export ontrols office. There are a number of items and issues that the fcapra expect to see documented and available centrally for all staff and the best place is possibly the company compliance manual. Compliance with agency, state, and university regulations project directors and principal investigators have primary responsibility for conducting the sponsored effort in accordance with award terms and conditions and within the funds allocated.
Use or disclosure required for compliance with hipaa transactions rule or other hipaa administrative simplifications rules. Required documents the international supplier must consistently provide all documents associated with the shipment to the ppg primary broker by email, fax or hard copy in that order of preference in advance of the goods arrival in the u. Customs and border protection cbp to ensure every shipment complies with import regulations. The compliance manual is the principal resource to assist health centers in understanding and demonstrating compliance with health center program requirements. Bill sowellis designated as the companys chief compliance office r cco and is responsible for ongoing compliance matters.
Import compliance responsibility for import compliance is squarely on your shoulders regardless of your organizations size. Compliance manual general statement the purpose of this manual is to provide the compliance division staff with uniform standards and practices and to guide staff in the performance of their duties. Northeastern university is committed to full compliance with the laws and regulations of the. The list below highlights important compliance concepts to support individual department policies and procedures that govern your work here at boston childrens. Bsd32003 of march 10, 2003 on manual on know your customer kyc for financial institutions in nigeria. Have questions about the health center program compliance manual. In august 2009, the eeoc issued a revision of the threshold issues compliance manual section to address the time limitations for filing charges alleging. Provide health centers adequate time to come into compliance with new expectations established in the finalized compliance manual. Compliance staff is to adhere to the provisions contained in this manual. The united soybean board usb policies are designed to provide guidance to united soybean board directors, staff and contractors. Export control compliance manual northeastern university. This manual presents standard procedures for national pollutant discharge elimination system inspections of wastewater treatment plants, pretreatment facilities, and other sites.
Keep in mind that tennessee state university compliance philosophy, if you dont know, ask before you act. This export compliance manual manual and the policies and procedures contained herein, are designed to ensure that ku complies fully with all applicable u. Billing and collections for more information on waiving or reducing charges due to a patients inability to pay. Risk and compliance office manual welcome to our template risk and compliance office manual. West midlands pension fund compliance manual and summary operating procedures 2015 the manual sign one copy of this memorandum and return it to the compliance officer. It identifies the key procedures necessary to ensure that a formal compliance program is in place, which will maximize the probability of compliance with the soc and allow the company to manage compliance risk. As the number of items imported into the united states increases annually it is difficult if not impossible for u. This compliance manual describes the companys compliance program.
As a center of higher education, committed to useinspired, solutionfocused research that addresses. The vanderbilt university export compliance manual manual is intended is to provide guidance on u. Hipaa compliance manual 2016 southwest acupuncture college. This includes products identified by name, description, rate or features. This compliance manual is intended to apply, where applicable, toall relationships between sprenger and other health care providers and. Compliance manual or written supervisory procedures version a for registered representative use 110 east iron ave. Compliance inspection manual for national pollutant. Mar 11, 2016 the aim of the compliance handbook is to give you clear and comprehensive guidance to help you and external customers understand and apply the penalties and compliance powers introduced by fa 2007. This manual is designed to assist you in complying with u. Overview the health resources and services administrations hrsa bureau of primary health care bphc is responsible for effective and efficient oversight of the health center program. Pci quick reference guide pci security standards council. It is advisable to use this link each time you consult the manual so that you can be sure you are using the most current. In particular, health centers that already have osvs scheduled at the time the final manual is published should be grandfathered in under the.
This fmcsa compliance resource helps companies operating commercial motor vehicles cmvs comply with dot regulations, providing howto info on critical. Compliance manual this compliance manual has been written for employees of gnr limited and its subsidiary company which operates the. Health center program compliance manual bureau of primary. You may need a pdf reader to view some of the files on this page. Export controls compliance manual digital version outlining an export management and compliance program emcp at ndsu research integrity and compliance office of research and creative activity implemented, revised, and updated. When using this manual and making any decision concerning regulatory compliance or chemical management, it is highly recommended that the particular facts and if you have any questions or comments, or wish to obtain additional copies of this manual. Comp manual a ver l august 2017 first asset financial. An electronic copy of this manual will be posted on sparcs webpage at sparc. The company compliance manual is not a regulatory requirement, but it is a regulatory expectation. This manual forms part of the funds written compliance.
Training presentation 2017 eng pdf compliance manual capacity building for residential service providers to respond effectively to investigations conducted by the provincial advocate for children and youth manual 2018 eng pdf or fr pdf please note that following the release of the manual, pacy rebranded to oca ontario child. However, should we have not yet been appointed at the time of mailing the annual. View a list of revisions and the relevant compliance manual chapter and sections impacted pdf 583 kb. Npdes compliance inspection manual chapter 7 epa publication number. Npdes compliance inspection manual pdf 918 pp, 17 mb.
Export control laws and regulations, to identify key export compliance issues related to research, education, and all other activities conducted within a university setting, and to describe how the. The aim of the compliance handbook is to give you clear and comprehensive guidance to help you and external customers understand and apply. This document promotes good export compliance practices. Every employee is responsible for ensuring that they understand the policies and. The compliance manual and all policies and procedures are tools that help us achieve our mission. Without exception, all consumer advertising mentioning lifesecure by name or referencing any of our products and services, must be approved by compliance prior to use.
Employees are expected to be familiar with and to follow. Compliance with the payment card industry pci data security standard dss helps to alleviate these vulnerabilities and protect cardholder data. Export control compliance program and manual issued. Import compliance consulting by the import compliance. A health centers sliding fee discount program consists of the schedule of discounts that is applied to the fee schedule and adjusts fees based on the patients ability to pay. Jan 16, 2014 the company compliance manual is not a regulatory requirement, but it is a regulatory expectation. Bsd82002 of august 23, 2002 on money launderingfinancing of terrorism. The ficci export control compliance manual 2018 is an attempt to combine best practices in internal compliance policies and procedures to safeguard organisations from exporting unauthorized items and consequently damaging the reputation of their firms and of the country, in addition to facing export penalties. Compliance inspection manual for national pollutant discharge. Export compliance policy and management commitment c. Hipaa security regulation compliance manual hipaa security regulation compliance manual. Refer to the revised health center program statute for current statutory language and detail on all statutory amendments. Vanderbilt export compliance manual page 5 of 40 last revision march 26, 2018 5 purpose the vanderbilt university export compliance manual manual is intended is to provide guidance on u.
This manual is designed to assist the university community in understanding and complying with export control laws. These documents include the plan provisions, the insurance contract, some forms. The compliance office ltd, its authors and administrators will not be liable for any loss or damage of any nature arising from the use of or reliance upon this material and such liability is excluded to the fullest extent permitted by law. This compliance manual formalizes sprengers commitment to compliance by establishing sprengers standards of conduct for its nursing facilities, sprenger hospice, inc. Ncaa compliance objectives the assistant athletic director for compliance shall strive to create the foundation for a proactive and progressive approach to ncaa rules and regulations. Sowell management servicessms the company or firm has adopted the following policies and procedures for compliance as a registered investment adviser under investment adviser act of 1940 advisers act. These policies are not rule making, but are rather written direction to. It is the purpose of this document to establish policy, provide instructions and set forth the basic principles to be followed in the. As a part of its compliance program, uhs has developed the compliance manual. Export control laws and regulations, to identify key export compliance issues related to research. Defense services also include informal collaboration, conversations, or interchanges concerning technical data.
527 558 1393 933 249 771 1055 46 30 212 66 445 135 59 287 1461 212 693 581 504 127 193 93 1030 1658 555 358 1531 1079 1434 1067 527 928 268 901 769 843